Shareholder Information

Shares Issued
At 30 September 2019, the Company has 26,813,234 Ordinary Shares of 1 pence each in issue. The Company does not hold any Ordinary Shares in treasury. The Company holds 37,802 Ordinary Shares of 1 pence each in the Mattioli Woods Employee Benefit Trust, for the benefit of the Company’s employees and to satisfy the vesting of awards made under the Company’s various employee share incentive plans. Further details of shares in issue can be found in the Profile Page in the Share Price & RNS section of the site.

Significant shareholdings
At 31 August 2019, the Company had been notified of the following interests representing 3% or more of its issued share capital:



In addition to the above shareholdings, at 30 September 2019, 589,763 ordinary 1p shares representing 2.20% of the issued share capital are held by employees via the Mattioli Woods plc Share Incentive Plan ("the SIP"). The Group intends to actively encourage wider share ownership by its employees through the SIP and other share-based incentive schemes.

Shares Not in Public Hands
At 30 September 2019, 43.22% of the Company's AIM securities were not in public hands, including those securities held by Investec Wealth & Investment Limited and BlackRock Inc. On 4 July 2017, the Company was notified that Investec Wealth & Investment Limited's shareholding had exceeded the 10% threshold for significant shareholders and this continues to be the case. On 11 March 2019, the Company was notified that BlackRock Inc's shareholding had exceeded the 10% threshold for significant shareholders and this continues to be the case.

Shareholder Circulars

19 Sept 2019	Notice of AGM - to be held on 21 October 2019
	Proxy form for AGM to be held on 21 October 2019
21 Sept 2018	Notice of AGM - held on 25 October 2018
	Proxy form for AGM held on 25 October 2018
25 Sept 2017	Notice of AGM - held on 26 October 2017
	Proxy form for AGM held on 26 October 2017
23 Sept 2016	Notice of AGM - updated held on 25 Oct 2016
	Proxy form for AGM held on 25 Oct 2016
18 Sept 2015	Notice of AGM held on 15 October 2015
	Proxy form for AGM held on 15 October 2015
22 June 2015	Notice of GM held on 7 July 2015
	Proxy form for GM held on 7 July 2015

Page last updated: 3 October 2019